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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-03
TX RA APPROVED 2026-03-03
  • CA RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Newport Beach CA 01/2026 Present
J.P. Morgan Securities Llc Newport Beach CA 01/2026 Present
Blue Raven Solar Portland OR 08/2024 09/2025
Eem Portland OR 01/2020 08/2024
République Café Bakery & République Restaurant Los Angeles CA 08/2018 01/2019
Maude (Stone Restaurant Group Llc) Beverly Hills CA 12/2017 08/2018
Rangoon Bistro Portland OR 08/2024 12/2024
Auburn (Sprout Bost Llc) Los Angeles CA 02/2019 07/2019
Bouchon (Thomas Keller Rest. Group) Beverly Hills CA 07/2015 12/2017
Unemployed Portland OR 08/2025 01/2026
Unemployed Los Angeles CA 07/2019 01/2020
  • 01/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Newport Beach, CA
  • 01/2026 → Present
    Newport Beach, CA
  • 08/2024 → 09/2025
    Blue Raven Solar
    Portland, OR
  • 01/2020 → 08/2024
    Eem
    Portland, OR
  • 08/2018 → 01/2019
    République Café Bakery & République Restaurant
    Los Angeles, CA
  • 12/2017 → 08/2018
    Maude (Stone Restaurant Group Llc)
    Beverly Hills, CA
  • 08/2024 → 12/2024
    Rangoon Bistro
    Portland, OR
  • 02/2019 → 07/2019
    Auburn (Sprout Bost Llc)
    Los Angeles, CA
  • 07/2015 → 12/2017
    Bouchon (Thomas Keller Rest. Group)
    Beverly Hills, CA
  • 08/2025 → 01/2026
    Unemployed
    Portland, OR
  • 07/2019 → 01/2020
    Unemployed
    Los Angeles, CA
Other Businesses

Effective 1/5/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-18
  • S66 Uniform Combined State Law Examination
    2025-11-18
Other Names
  • Alexander Pluta

View on SEC IAPD

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