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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-04-02
  • WA RA
    APPROVED
    Since 2026-04-02

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

999 3Rd Ave 1St Fl, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 01/2026 Present
Wells Fargo Bank, Na Seattle WA 04/2024 Present
Home Depot Bellingham WA 06/2023 04/2024
Seattle University Seattle WA 09/2019 12/2023
Hoaglands Pharmacy Bellingham WA 06/2021 09/2021
Discount Tire Bellingham WA 06/2019 09/2019
Discount Tire Seattle WA 09/2019 03/2020
Bellingham High School Bellingham WA 08/2015 06/2019
  • 01/2026 → Present
    Seattle, WA
  • 04/2024 → Present
    Wells Fargo Bank, Na
    Seattle, WA
  • 06/2023 → 04/2024
    Home Depot
    Bellingham, WA
  • 09/2019 → 12/2023
    Seattle University
    Seattle, WA
  • 06/2021 → 09/2021
    Hoaglands Pharmacy
    Bellingham, WA
  • 06/2019 → 09/2019
    Discount Tire
    Bellingham, WA
  • 09/2019 → 03/2020
    Discount Tire
    Seattle, WA
  • 08/2015 → 06/2019
    Bellingham High School
    Bellingham, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-01
S63 Uniform Securities Agent State Law Examination 2026-03-10
  • S65 Uniform Investment Adviser Law Examination
    2026-04-01
  • S63 Uniform Securities Agent State Law Examination
    2026-03-10

View on SEC IAPD

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