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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dillards | Sarasota | FL | 10/2019 | Present |
| Crate And Barrel | Tampa | FL | 03/2019 | 10/2019 |
| Dillards | Sarasota | FL | 07/2018 | 03/2019 |
| Bank United | Tampa | FL | 09/2015 | 07/2018 |
| Lpl Enterprise Llc | Sarasota | FL | 01/2026 | Present |
1. 01/12/2026 - Dillards - Outside/W-2 Employment - Not Investment related - Sarasota FL - OBA start date: 01/01/2019 - 86 Hrs/Mth - 00 Hrs During Trading 2. 01/12/2026 - self - Real Estate Rental - Investment related - Palm Harbor FL - OBA start date: 08/13/1998 - 00 Hrs/Mth - 00 Hrs During Trading 3. 01/12/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Sarasota FL - OBA start date: 12/23/2025 - 160 Hrs/Mth - 160 Hrs During Trading 4. 01/12/2026 - Wafa Bekhti N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Sarasota FL - OBA start date: 12/23/2025 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-07 |
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