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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-02 |
Branch Locations
5815 W Friendly Ave, Greensboro, NC 27410 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 01/2026 | Present |
| Wells Fargo Bank, Na | Greensboro | NC | 11/2022 | 01/2026 |
| Woodforest Financial Group, Inc | Reidsville | NC | 01/2022 | 11/2022 |
| Lowe's Companies, Inc | Reidsville | NC | 04/2020 | 01/2022 |
| Papa John's International, Inc | Eden | NC | 06/2019 | 06/2020 |
| Rockingham Community College | Wentworth | NC | 08/2019 | 12/2022 |
| Community Baptist Highschool | Reidsville | NC | 08/2015 | 05/2019 |
| Di'lIshi Frozen Yogurt | Eden | NC | 02/2019 | 06/2019 |
| University Of North Carolina At Greensboro | Greensboro | NC | 08/2022 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2026-03-11 |
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