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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

1701 Eastchase Pkwy, Fort Worth, TX 76120 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

1400 S Main St, Grapevine, TX 76051 • United States

520 S Center St, Arlington, TX 76010 • United States

3051 W Camp Wisdom Rd, Grand Prairie, TX 75052 • United States

3005 Highway 121, Bedford, TX 76021 • United States

2225 Central Dr, Bedford, TX 76021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Southlake TX 08/2002 Present
Wells Fargo Advisors Llc Southlake TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Southlake TX 11/2016 Present
  • 08/2002 → Present
    Wells Fargo Bank
    Southlake, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Southlake, TX
  • 11/2016 → Present
    Southlake, TX
Previous Registrations
  • 2006-12-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Southlake, TX
    North Richland Hills, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-08
S63 Uniform Securities Agent State Law Examination 2005-12-23
  • S66 Uniform Combined State Law Examination
    2006-12-08
  • S63 Uniform Securities Agent State Law Examination
    2005-12-23
Other Names
  • Jacob Rios

View on SEC IAPD

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