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Thomas Aaron Haggard

Abri LLC

Lexington, KY

CRD 8208828

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Employer firm

Abri LLC CRD 314832

$114M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • SPEAKING ENGAGEMENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Abri Llc

333 E Short St. #210, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-06
  • KY RA
    APPROVED
    Since 2026-01-06

Branch Locations

333 E Short St. #210, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abri Llc Lexington KY 01/2025 Present
Unemployed Nicholasville KY 01/2015 08/2019
University Of Kentucky Lexington KY 08/2019 04/2024
Tailor Made Compounding Lexington KY 05/2020 05/2021
Ecampus.COm Lexington KY 01/2022 09/2023
Spectrum Financial Alliance Nicholasville KY 08/2023 04/2025
Unemployed Nicholasville KY 05/2025 08/2025
Abri Lexington KY 08/2025 12/2025
Tailor Made Compounding Lexington KY 01/2026 Present
  • 01/2025 → Present
    Lexington, KY
  • 01/2015 → 08/2019
    Unemployed
    Nicholasville, KY
  • 08/2019 → 04/2024
    University Of Kentucky
    Lexington, KY
  • 05/2020 → 05/2021
    Tailor Made Compounding
    Lexington, KY
  • 01/2022 → 09/2023
    Ecampus.COm
    Lexington, KY
  • 08/2023 → 04/2025
    Spectrum Financial Alliance
    Nicholasville, KY
  • 05/2025 → 08/2025
    Unemployed
    Nicholasville, KY
  • 08/2025 → 12/2025
    Abri
    Lexington, KY
  • 01/2026 → Present
    Tailor Made Compounding
    Lexington, KY
Other Businesses

LIFE & HEALTH INSURANCE AGENT; INVESTMENT RELATED; NICHOLASVILLE, KY; AARON CARRIES AN INSURANCE LICENSE SEPERATE FROM ACTIVITIES AS AN ASSOCIATE AT ABRI; 01/2026; LESS THAN 5 HRS/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-23
  • S65 Uniform Investment Adviser Law Examination
    2025-08-23

View on SEC IAPD

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