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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-19 |
| IL | RA | APPROVED | 2024-03-21 |
Branch Locations
3923 West 95Th Street, Evergreen Park, IL 60805 • United States
15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quiet Light Securities Llc | Chicago | IL | 04/2005 | 02/2022 |
| Prime Trading Llc | Chicago | IL | 01/2023 | 02/2023 |
| Unemployed | Chicago | IL | 02/2022 | 01/2023 |
| Megent Financial | Orland Park | IL | 03/2023 | Present |
| Unemployed | Chicago | IL | 02/2023 | 03/2023 |
| Cetera Advisors Llc | St. Cloud | MN | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
NAME OF OTHER BUSINESS: MEGENT FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-01 |
| S65 | Uniform Investment Adviser Law Examination | 2023-05-19 |
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