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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-15 |
| AZ | RA | APPROVED | 2026-05-07 |
| TX | RA | APPROVED | 2026-05-06 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 02/2026 | Present |
| Amazon | Tempe | AZ | 02/2025 | Present |
| St. Lawrence University | Canton | NY | 08/2022 | 12/2024 |
| Hartwick College | Oneonta | NY | 08/2020 | 05/2022 |
| Champlain Valley Union Highschool | Hinesburg | VT | 08/2017 | 06/2020 |
| Williston Central School | Williston | VT | 01/2015 | 06/2017 |
| St. Lawrence University | Canton | NY | 01/2023 | 12/2024 |
| Hartwick College | Oneonta | NY | 01/2021 | 05/2022 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2026 | Present |
NAME OF BUSINESS: AMAZON NON-INVESTMENT-RELATED ADDRESS: TEMPE, AZ NATURE OF BUSINESS: RETAIL POSITION: RETAIL SALES ASSOCIATE START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: AMAZON LOCKER PICK UPS AND RETURNS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-05 |
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