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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-29
TX RA APPROVED 2024-01-26
  • FL RA
    APPROVED
    Since 2024-01-29
  • TX RA
    APPROVED
    Since 2024-01-26

Branch Locations

205 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Westerville OH 06/2006 07/2018
J.P. Morgan Securities Llc Palm Beach FL 07/2018 Present
Jpmorgan Chase Bank, N.A. Palm Beach FL 06/2005 Present
  • 06/2006 → 07/2018
    Jpmorgan Chase Bank Na
    Westerville, OH
  • 07/2018 → Present
    Palm Beach, FL
  • 06/2005 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2018-09-07
  • S65 Uniform Investment Adviser Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2018-09-07
Other Names
  • Terra Dawn Fathbruckner
  • Terra Brown

View on SEC IAPD

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