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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-01 |
| NC | RA | APPROVED | 2026-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 12/2025 | Present |
| Bankers Life And Casualty | Wilmington | NC | 12/2024 | 12/2025 |
| Wrightsville Beach Ocean Rescue | Wrightsville Beach | NC | 05/2024 | 11/2024 |
| Port City Java | Wilmington | NC | 01/2024 | 05/2024 |
| Wrightsville Beach Ocean Rescue | Wrightsville Beach | NC | 05/2023 | 10/2023 |
| Wilmington Swim Academy | Wilmington | NC | 04/2021 | 08/2021 |
| Miramonte Winery | Temecula | CA | 06/2019 | 08/2019 |
| Murrieta Valley High School | Murrieta | CA | 08/2015 | 06/2019 |
| University Of North Carolina At Wilmington | Wilmington | NC | 08/2019 | 12/2023 |
| Celebration Cellars Llc (Miramonte Winery) | Temecula | CA | 06/2019 | 08/2019 |
| Lmr Llc (Oceanic Restaurant) | Wrightsville Beach | NC | 05/2020 | 08/2020 |
| Wrightsville Beach Fire Department | Wrightsville Beach | NC | 08/2025 | Present |
| Law Offices Of Chris Vonderau | Wilmington | NC | 10/2023 | 12/2023 |
| Bank Of America, N.A. | Wilmington | NC | 01/2026 | Present |
I*: 3398268 Entity Type: Governmental Name of the other business: Wrightsville Beach Fire Department Investment-related: No Address: Wrightsville Beach, NC 28480 Title, or relationship with the other business: Paid-on-call Firefighter Start date of your relationship: 08/26/2025 Approximate number of hours/month you devote to the other business: 36 hrs mthly Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Respond to public emergency calls, both EMS and non-EMS related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
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