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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-01
NC RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-05-01
  • NC RA
    APPROVED
    Since 2026-03-09

Branch Locations

7455 High Market St, Sunset Beach, NC 28468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 12/2025 Present
Bankers Life And Casualty Wilmington NC 12/2024 12/2025
Wrightsville Beach Ocean Rescue Wrightsville Beach NC 05/2024 11/2024
Port City Java Wilmington NC 01/2024 05/2024
Wrightsville Beach Ocean Rescue Wrightsville Beach NC 05/2023 10/2023
Wilmington Swim Academy Wilmington NC 04/2021 08/2021
Miramonte Winery Temecula CA 06/2019 08/2019
Murrieta Valley High School Murrieta CA 08/2015 06/2019
University Of North Carolina At Wilmington Wilmington NC 08/2019 12/2023
Celebration Cellars Llc (Miramonte Winery) Temecula CA 06/2019 08/2019
Lmr Llc (Oceanic Restaurant) Wrightsville Beach NC 05/2020 08/2020
Wrightsville Beach Fire Department Wrightsville Beach NC 08/2025 Present
Law Offices Of Chris Vonderau Wilmington NC 10/2023 12/2023
Bank Of America, N.A. Wilmington NC 01/2026 Present
  • 12/2025 → Present
    Wilmington, NC
  • 12/2024 → 12/2025
    Bankers Life And Casualty
    Wilmington, NC
  • 05/2024 → 11/2024
    Wrightsville Beach Ocean Rescue
    Wrightsville Beach, NC
  • 01/2024 → 05/2024
    Port City Java
    Wilmington, NC
  • 05/2023 → 10/2023
    Wrightsville Beach Ocean Rescue
    Wrightsville Beach, NC
  • 04/2021 → 08/2021
    Wilmington Swim Academy
    Wilmington, NC
  • 06/2019 → 08/2019
    Miramonte Winery
    Temecula, CA
  • 08/2015 → 06/2019
    Murrieta Valley High School
    Murrieta, CA
  • 08/2019 → 12/2023
    University Of North Carolina At Wilmington
    Wilmington, NC
  • 06/2019 → 08/2019
    Celebration Cellars Llc (Miramonte Winery)
    Temecula, CA
  • 05/2020 → 08/2020
    Lmr Llc (Oceanic Restaurant)
    Wrightsville Beach, NC
  • 08/2025 → Present
    Wrightsville Beach Fire Department
    Wrightsville Beach, NC
  • 10/2023 → 12/2023
    Law Offices Of Chris Vonderau
    Wilmington, NC
  • 01/2026 → Present
    Bank Of America, N.A.
    Wilmington, NC
Other Businesses

I*: 3398268 Entity Type: Governmental Name of the other business: Wrightsville Beach Fire Department Investment-related: No Address: Wrightsville Beach, NC 28480 Title, or relationship with the other business: Paid-on-call Firefighter Start date of your relationship: 08/26/2025 Approximate number of hours/month you devote to the other business: 36 hrs mthly Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: Respond to public emergency calls, both EMS and non-EMS related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09
Other Names
  • Henderson Trent Louviere

View on SEC IAPD

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