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David R Pierce

Osaic Institutions, Inc.

Wilmington, NC

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-02-19
  • NC RA
    APPROVED
    Since 2013-02-19

Branch Locations

3605 Oleander Drive, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Bancorp Wilmington NC 03/2012 Present
Infinex Investments, Inc. Wilmington NC 02/2013 Present
  • 03/2012 → Present
    First Bancorp
    Wilmington, NC
  • 02/2013 → Present
    Infinex Investments, Inc.
    Wilmington, NC
Previous Registrations
  • 2012-03-26 → 2013-02-20
    Lpl Financial Llc
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Elizabethtown, NC
    Belville, NC
    Ocean Isle Beach, NC
    Shallotte, NC
    Southport, NC
    Tabor City, NC
    Whiteville, NC
    Wilmington, NC
    Fort Mill, SC
  • 2011-05-10 → 2012-03-13
    Bb&T Investment Services, Inc.
    Castle Hayne, NC
    Charlotte, NC
    Wilmington, NC
    Wilmington, NC
    Leland, NC
  • 2008-05-21 → 2011-05-04
    Edward Jones
    St Louis, MO
    Wilmington, NC
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-08
  • S66 Uniform Combined State Law Examination
    2008-05-08

View on SEC IAPD

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Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
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JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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