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Emily Rogers Harvey

Raymond James & Associates, Inc.

Wilmington, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-05-20
  • NC RA
    APPROVED
    Since 2021-05-20

Branch Locations

101 Autumn Hall Drive Suite 220, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Llc Wilmington NC 11/2007 05/2021
Bb&T Securities, Llc Wilmington NC 01/2013 05/2021
Truist Investment Services, Inc. Wilmington NC 02/2021 05/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 05/2021
Raymond James & Associates, Inc. Wilmington NC 05/2021 Present
  • 11/2007 → 05/2021
    Scott & Stringfellow, Llc
    Wilmington, NC
  • 01/2013 → 05/2021
    Bb&T Securities, Llc
    Wilmington, NC
  • 02/2021 → 05/2021
    Truist Investment Services, Inc.
    Wilmington, NC
  • 02/2021 → 05/2021
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 05/2021 → Present
    Raymond James & Associates, Inc.
    Wilmington, NC
Previous Registrations
  • 2021-02-17 → 2021-05-20
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Wilmington, NC
    Morehead City, NC
    Wilmington, NC
    Richmond, VA
    Wilmington, NC
    Richmond, VA
  • 2010-11-19 → 2013-01-02
    Scott & Stringfellow, Llc
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-16
  • S66 Uniform Combined State Law Examination
    2010-11-16
Other Names
  • Emily Rogers
  • Emily Lorraine Rogers

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
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