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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-06-08
  • NC RA
    APPROVED
    Since 2021-06-08

Branch Locations

101 Autumn Hall Drive Suite 220, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 08/2013 06/2021
Bb&T Wilmington NC 10/2015 01/2019
Bb&T Securities, Llc Richmond VA 01/2018 06/2021
Bb&T Wilmington NC 01/2019 06/2021
Truist Investment Services, Inc. Wilmington NC 02/2021 06/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 06/2021
Raymond James & Associates, Inc Raleigh NC 06/2021 Present
  • 08/2013 → 06/2021
    Bbtis
    Charlotte, NC
  • 10/2015 → 01/2019
    Bb&T
    Wilmington, NC
  • 01/2018 → 06/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 06/2021
    Bb&T
    Wilmington, NC
  • 02/2021 → 06/2021
    Truist Investment Services, Inc.
    Wilmington, NC
  • 02/2021 → 06/2021
    Atlanta, GA
  • 06/2021 → Present
    Raleigh, NC
Previous Registrations
  • 2021-02-17 → 2021-06-09
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Wilmington, NC
    Charlotte, NC
    Richmond, VA
  • 2013-10-25 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Raeford, NC
    Wilmington, NC
Other Businesses

UNCW MARKETING DEPT ADVISORY BOARD POSITION: Board Member NATURE: The board's purpose is to provide feedback and suggestions related to future enhancements to the Marketing Department itself. We may also volunteer as guest speakers and student development. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 601 S College Rd, Wilmington NC 28405

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-24
  • S66 Uniform Combined State Law Examination
    2013-10-24
Other Names
  • Shane Patrick Hendren
  • Shane Hendren

View on SEC IAPD

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