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Christopher Michael Slowey

Ubs Financial Services Inc.

Newtown, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-04
PA RA APPROVED 2022-10-04
TX RA APPROVED 2022-10-04
  • NJ RA
    APPROVED
    Since 2022-10-04
  • PA RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

411 South State St., Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gabelli & Company, Inc. Rye NY 07/2006 11/2020
G.DIstributors, Llc Rye NY 07/2011 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jenkintown PA 11/2020 10/2022
Bank Of America, N.A. Jenkintown PA 12/2020 10/2022
Ubs Financial Services Newtown PA 10/2022 Present
  • 07/2006 → 11/2020
    Gabelli & Company, Inc.
    Rye, NY
  • 07/2011 → 11/2020
    G.DIstributors, Llc
    Rye, NY
  • 11/2020 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jenkintown, PA
  • 12/2020 → 10/2022
    Bank Of America, N.A.
    Jenkintown, PA
  • 10/2022 → Present
    Ubs Financial Services
    Newtown, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-06
S63 Uniform Securities Agent State Law Examination 2006-12-15
  • S65 Uniform Investment Adviser Law Examination
    2021-01-06
  • S63 Uniform Securities Agent State Law Examination
    2006-12-15

View on SEC IAPD

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