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James Joseph Dooling

Orion Portfolio Solutions, LLC

Omaha, NE

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Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-03-02
  • NE RA
    APPROVED
    Since 2026-03-02

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Portfolio Solutions Omaha NE 03/2024 Present
Principal Asset Management Des Moines IA 03/2023 03/2024
Principal Financial Group Des Moines IA 06/2021 03/2023
Pennsylvania State University University Park PA 08/2020 05/2021
Principal Asset Management State College PA 06/2020 02/2021
Pennsylvania State University University Park PA 08/2019 05/2020
Pennsylvania State University University Park PA 02/2020 05/2020
Brinker Capital Investments Berwyn PA 06/2019 08/2019
Pennsylvania State University University Park PA 08/2018 06/2019
Pennsylvania State University University Park PA 01/2021 05/2021
Brinker Capital Investments Berwyn PA 05/2018 08/2018
Pennsylvania State University University Park PA 08/2017 05/2018
Merrymead Farm Lansdale PA 01/2016 08/2017
North Penn High School Lansdale PA 08/2016 06/2017
  • 03/2024 → Present
    Orion Portfolio Solutions
    Omaha, NE
  • 03/2023 → 03/2024
    Principal Asset Management
    Des Moines, IA
  • 06/2021 → 03/2023
    Principal Financial Group
    Des Moines, IA
  • 08/2020 → 05/2021
    Pennsylvania State University
    University Park, PA
  • 06/2020 → 02/2021
    Principal Asset Management
    State College, PA
  • 08/2019 → 05/2020
    Pennsylvania State University
    University Park, PA
  • 02/2020 → 05/2020
    Pennsylvania State University
    University Park, PA
  • 06/2019 → 08/2019
    Brinker Capital Investments
    Berwyn, PA
  • 08/2018 → 06/2019
    Pennsylvania State University
    University Park, PA
  • 01/2021 → 05/2021
    Pennsylvania State University
    University Park, PA
  • 05/2018 → 08/2018
    Brinker Capital Investments
    Berwyn, PA
  • 08/2017 → 05/2018
    Pennsylvania State University
    University Park, PA
  • 01/2016 → 08/2017
    Merrymead Farm
    Lansdale, PA
  • 08/2016 → 06/2017
    North Penn High School
    Lansdale, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-26
  • S65 Uniform Investment Adviser Law Examination
    2026-02-26
Other Names
  • Jimmy Dooling

View on SEC IAPD

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