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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-04
  • TN RA
    APPROVED
    Since 2026-05-04

Branch Locations

601 Market Street, Chattanooga, TN 37402 • United States

2128 Gunbarrel Road, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 12/2025 Present
Regions Bank Chattanooga TN 07/2022 12/2025
University Of Georgia Athens GA 01/2020 01/2022
Chattanooga State Community College Chattanooga TN 01/2018 01/2020
Dade County High School Trenton GA 01/2014 01/2018
Unknown Chattanooga TN 02/2022 06/2022
Cetera Investment Advisers Llc Chattanooga TN 05/2026 Present
  • 12/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2022 → 12/2025
    Regions Bank
    Chattanooga, TN
  • 01/2020 → 01/2022
    University Of Georgia
    Athens, GA
  • 01/2018 → 01/2020
    Chattanooga State Community College
    Chattanooga, TN
  • 01/2014 → 01/2018
    Dade County High School
    Trenton, GA
  • 02/2022 → 06/2022
    Unknown
    Chattanooga, TN
  • 05/2026 → Present
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24

View on SEC IAPD

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