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Jarrod Christopher Rice

Essential Investing

Phoenix, AZ

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Current Employers
Essential Investing

13802 N 32Nd St #14, Phoenix, AZ 85032 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-23
  • AZ RA
    APPROVED
    Since 2025-12-23

Branch Locations

13802 N 32Nd St #14, Phoenix, AZ 85032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essential Investing Wealth Management Phoenix AZ 07/2024 Present
Mercy Care Phoenix AZ 11/2016 Present
Empact Spc Tempe AZ 04/2013 11/2016
  • 07/2024 → Present
    Essential Investing Wealth Management
    Phoenix, AZ
  • 11/2016 → Present
    Mercy Care
    Phoenix, AZ
  • 04/2013 → 11/2016
    Empact Spc
    Tempe, AZ
Other Businesses

I am a special projects manager at a non-profit for an agency called Mercy Care in which I oversee administration of federal and state grant funding.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-16
  • S65 Uniform Investment Adviser Law Examination
    2025-12-16

View on SEC IAPD

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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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