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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-18 |
| OH | RA | APPROVED | 2011-04-05 |
Branch Locations
5905 E Galbraith Rd, Cincinnati, OH 45236 • United States
Hillsboro, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hillsboro | OH | 03/2011 | Present |
| Bank Of America, N.A. | Washington Court Hou | OH | 11/2011 | Present |
1.) 11/19/09 - REAL ESTATE RENTAL, OWNS RENTAL PROPERTY WHICH CONSISTS OF HOUSE AND MOBILE HOME. RECEIVES RENT ONCE A MONTH FROM BOTH PROPERTIES. HIGHLAND, OH 45132 AND HIGHLAND, OH 45132. 1% OF TIME. 2) I*41524 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SELF INVESTMENT RELATED: N ADDRESS OF BUSINESS: 5280 GRIFFITH ROAD, HILLSBORO, OHIO 45133 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2004 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE RESIDENTIAL REAL ESTATE THAT I RENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-19 |
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