Best Investors Account Sign in
Inactive

Adam Michael Sullivan

Tci Wealth Advisors, Inc.

Tucson, AZ

Denver, CO

Claim This Profile
Current Employers
Tci Wealth Advisors, Inc.

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-15
  • CO RA
    APPROVED
    Since 2025-12-15

Branch Locations

4011 East Sunrise Drive, Tucson, AZ 85718 • United States

1401 17Th St Ste 330, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Financial Group Llc Novato CA 01/2010 11/2025
Tci Wealth Advisors, Inc. Denver CO 12/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-20
  • S65 Uniform Investment Adviser Law Examination
    2025-05-20

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor