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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-03
  • AZ RA
    APPROVED
    Since 2026-06-03

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Advisers, Llc Schaumburg IL 05/2026 Present
Renaissance Financial Phoenix AZ 12/2025 Present
The Westin Kierland Golf Course Scottsdale AZ 10/2025 Present
The Creek At Qualchan Golf Course. Spokane WA 03/2025 09/2025
Dicks Sporting Goods Spokane WA 08/2024 03/2025
The Jar Cheney Cheney WA 08/2023 06/2024
Oaksridge Golf Course Elma WA 06/2024 09/2024
Timberland Bank Elma WA 06/2022 09/2022
Easter And Stoney P.S. Elma WA 02/2021 08/2021
The Coffee Coop Elma WA 03/2019 03/2021
Grays Harbor College Aberdeen WA 09/2019 06/2021
Eastern Washington University Cheney WA 09/2021 08/2023
Elma High School Elma WA 09/2017 06/2021
Elma Middle School Elma WA 09/2014 08/2017
Cetera Wealth Services El Segundo CA 01/2026 Present
  • 05/2026 → Present
    Schaumburg, IL
  • 12/2025 → Present
    Renaissance Financial
    Phoenix, AZ
  • 10/2025 → Present
    The Westin Kierland Golf Course
    Scottsdale, AZ
  • 03/2025 → 09/2025
    The Creek At Qualchan Golf Course.
    Spokane, WA
  • 08/2024 → 03/2025
    Dicks Sporting Goods
    Spokane, WA
  • 08/2023 → 06/2024
    The Jar Cheney
    Cheney, WA
  • 06/2024 → 09/2024
    Oaksridge Golf Course
    Elma, WA
  • 06/2022 → 09/2022
    Timberland Bank
    Elma, WA
  • 02/2021 → 08/2021
    Easter And Stoney P.S.
    Elma, WA
  • 03/2019 → 03/2021
    The Coffee Coop
    Elma, WA
  • 09/2019 → 06/2021
    Grays Harbor College
    Aberdeen, WA
  • 09/2021 → 08/2023
    Eastern Washington University
    Cheney, WA
  • 09/2017 → 06/2021
    Elma High School
    Elma, WA
  • 09/2014 → 08/2017
    Elma Middle School
    Elma, WA
  • 01/2026 → Present
    Cetera Wealth Services
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES DUTIES 2. NAME OF OTHER BUSINESS: WESTIN KIERLAND GOLF CLUB INVESTMENT RELATED: NO ADDRESS: 15636 N CLUBGATE DR. SCOTTSDALE, AZ 85254 NATURE OF BUSINESS: GOLF CLUB START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: MERCHANDISE ASSISTANT APX NUMBER OF HOURS PER WEEK: 24 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GOLF SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
  • S66 Uniform Combined State Law Examination
    2026-05-22

View on SEC IAPD

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