Ruhi Mistry

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2025 → 01/2026
  Unemployed
  Palo Alto, CA
• 06/2022 → 12/2025
  Radical College Strategies
  Union City, CA
• 01/2024 → 06/2024
  National Foreign Trade Center
  Washington, DC
• 07/2018 → 10/2018
  City Of Palo Alto
  Palo Alto, CA
• 08/2016 → 07/2020
  Gunn High School
  Palo Alto, CA
• 08/2020 → 03/2025
  University Of California, Santa Cruz
  Santa Cruz, CA
• 01/2026 → 06/2026
  Equitable Advisors, Llc
  San Francisco, CA
• 06/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Jose, CA
• 07/2026 → Present
  Bank Of America, N.A.
  San Jose, CA

Previous Registrations

• 2026-01-29 → 2026-06-04
  Equitable Advisors, Llc
  San Francisco, CA
  San Francisco, CA
  Palo Alto, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-11-19