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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-12
  • CT RA
    APPROVED
    Since 2026-06-12

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hartford CT 01/2026 Present
Neos Investment Management, Llc Westport CT 05/2025 08/2025
Colgate University Hamilton NY 08/2022 05/2025
Fairfield Parks And Recreation Fairfield CT 05/2021 08/2023
Colgate University Fairfield CT 08/2021 05/2025
Fairfield Public School System Fairfield CT 08/2014 05/2021
Unemployed Fairfield CT 05/2025 01/2026
  • 01/2026 → Present
    Hartford, CT
  • 05/2025 → 08/2025
    Neos Investment Management, Llc
    Westport, CT
  • 08/2022 → 05/2025
    Colgate University
    Hamilton, NY
  • 05/2021 → 08/2023
    Fairfield Parks And Recreation
    Fairfield, CT
  • 08/2021 → 05/2025
    Colgate University
    Fairfield, CT
  • 08/2014 → 05/2021
    Fairfield Public School System
    Fairfield, CT
  • 05/2025 → 01/2026
    Unemployed
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-22
  • S66 Uniform Combined State Law Examination
    2025-10-22

View on SEC IAPD

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