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Katelyn Rose Barton

Wells Fargo Advisors Financial Network, LLC

Dubuque, IA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-05-22
  • IA RA
    APPROVED
    Since 2026-05-22

Branch Locations

4991 Radford Ct, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Dubuque IA 12/2025 Present
Cottingham & Butler Dubuque IA 07/2024 11/2025
Rachel Davis State Farm Dubuque IA 05/2022 06/2024
University Of Iowa Parking & Transportation Iowa City IA 08/2021 05/2022
Happy Joes Dubuque IA 08/2016 12/2020
University Of Iowa Iowa City IA 12/2020 08/2021
  • 12/2025 → Present
    Wells Fargo Advisors Financial Network, Llc
    Dubuque, IA
  • 07/2024 → 11/2025
    Cottingham & Butler
    Dubuque, IA
  • 05/2022 → 06/2024
    Rachel Davis State Farm
    Dubuque, IA
  • 08/2021 → 05/2022
    University Of Iowa Parking & Transportation
    Iowa City, IA
  • 08/2016 → 12/2020
    Happy Joes
    Dubuque, IA
  • 12/2020 → 08/2021
    University Of Iowa
    Iowa City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
  • S66 Uniform Combined State Law Examination
    2026-05-22
Other Names
  • Katelyn Barton

View on SEC IAPD

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Other Investors

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SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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