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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

2945 White Bear Ave N, Maplewood, MN 55109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Maplewood MN 12/2025 Present
Wells Fargo Bank, Na Maplewood MN 06/2024 Present
Sun Food Brooklyn Park MN 12/2021 06/2024
Vision Home Health Care Inc Saint Paul MN 09/2023 08/2024
Firstat Nursing Services Llc Saint Paul MN 01/2021 09/2023
Bhutanese Home Health Care Services Roseville MN 11/2019 01/2021
Conservation Corps Roseville MN 09/2017 11/2017
University Of Minnesota Minneapolis MN 06/2021 05/2025
Roseville Area High School Roseville MN 01/2015 06/2021
  • 12/2025 → Present
    Maplewood, MN
  • 06/2024 → Present
    Wells Fargo Bank, Na
    Maplewood, MN
  • 12/2021 → 06/2024
    Sun Food
    Brooklyn Park, MN
  • 09/2023 → 08/2024
    Vision Home Health Care Inc
    Saint Paul, MN
  • 01/2021 → 09/2023
    Firstat Nursing Services Llc
    Saint Paul, MN
  • 11/2019 → 01/2021
    Bhutanese Home Health Care Services
    Roseville, MN
  • 09/2017 → 11/2017
    Conservation Corps
    Roseville, MN
  • 06/2021 → 05/2025
    University Of Minnesota
    Minneapolis, MN
  • 01/2015 → 06/2021
    Roseville Area High School
    Roseville, MN
Other Businesses

VISION HOME HEALTH CARE INC; INV RELATED;SAINT PAUL,MN; PERSONAL CARE ASSISTANT; START DATE: 02/20/2026; 200 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2026-01-28
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2026-01-28

View on SEC IAPD

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