James Patrick Collins

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 10/2023
  Webster Investment Services Inc
  Kensington, CT
• 10/2011 → 10/2023
  Lpl Financial Llc
  Plainville, CT
• 10/2023 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 10/2023 → Present
  Ion Bank
  Meriden, CT

Previous Registrations

• 2011-10-11 → 2023-10-30
  Lpl Financial Llc
  Springfield, MA
  Westfield, MA
  East Windsor, CT
  East Longmeadow, MA
  West Springfield, MA
  Cromwell, CT
  West Hartford, CT
  Rocky Hill, CT
  West Manchester, CT
  Newington, CT
  Rocky Hill, CT
  West Manchester, CT
  West Hartford, CT
  Meriden, CT
  Plainville, CT
  Bristol, CT
• 2009-05-20 → 2011-10-11
  Uvest Financial Services Group, Inc.
  Springfield, MA
  West Springfield, MA
  Westfield, MA
  Longmeadow, MA
  Bristol, CT
  Bristol, CT
  East Longmeadow, MA
  West Hartford, CT
  Forestville, CT
  Longmeadow, MA
  Bristol, CT
  East Windsor, CT

Other Businesses

1.) ION Bank. Banking. Yes, investment related. VP Started 10/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-19
• S63 Uniform Securities Agent State Law Examination
  2005-09-13

Designations

• Certified Financial Planner

Other Names

• James Patrick Collins
• Jim Collins