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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-03
  • CT RA
    APPROVED
    Since 2021-12-03

Branch Locations

106 West Main Street, Plainville, CT 06062 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Hartford CT 11/2011 12/2021
Mml Investors Services Hartford CT 01/2012 11/2021
Gwn Securities, Inc. Palm Beach Gardens FL 12/2021 Present
  • 11/2011 → 12/2021
    Mass Mutual Life Insurance Company
    Hartford, CT
  • 01/2012 → 11/2021
    Mml Investors Services
    Hartford, CT
  • 12/2021 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

(1) Name: Kyle Kummer Inv rel: Y Add: Residential address Nature: Insurance Brokerage Position: Sales Start date: 06/2008 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: Property/Casualty, employee benefits, life, disability, long term care, fixed annuities, other insurance. Associated Financial Strategies, Is Investment Related, DBA, Financial Professional, 2021-11-15,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. ASSOCIATED GROUP BENEFITS, LLC POSITION: Owner NATURE: Employee Benefits & Insurance INVETMENT RELATED: Is Not Investment Related, START DATE: 2023-01-01 TRADING HOURS: 0 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DSECRIPTION: "Associated Group Benefits LLC - I currently do not advertise, market, use, or plan to do anything with this LLC for clients. I just wanted the rights to the name if ever down the road I wanted to use this name for an employee benefits/insurance agency." ASSOCIATED INSURANCE SERVICES Is Not Investment Related, Insurance, Employee Benefits, 2023-10-01, 40 hours per month, 0 hours per month during trading hours, Commission Compensation, "I currently have a referral relationship with Associated Insurance Services for employee benefits for group business clients. I would like to brand on their website for employee benefits (fixed insurance products - health, dental, vision, life, short term disability, long term disability, ancillary accident, critical illness) as Employee Benefits / Benefits Specialist. I will not conduct any investment business through this DBA. I would also like to obtain an email - kyle@associatedct.com for employee benefit / health insurance clients only that are commercial insurance clients of Associated Insurance Services. Associated Insurance Services, nor its owners or anyone in their office for that matter, are investment licensed and they do not plan to be." ASSOCIATED GROUP LLC NOT INVESTMENT RELATED; OWNER; 10 HOURS A MONTH AND 0 DURING TRADING HOURS; START: 06/01/2008; ADDRESS: 106 WEST MAIN ST PLAINVILLE CT 06062; NATURE: EMPLOYEE BENEFITS 7 INSURANCE BROKERAGE; COMMISSION BASED: DUTY: Associated Group LLC. This DBA is a licensed insurance company with resident State of CT, and potentially will become insurance licensed in non-resident states. Employee Benefits, Property/Casualty, Life, Disability, long term care, fixed annuities, other fixed insurance. No variable business, and no investment business. No marketing, no use of this name, no advertising. This is my DBA through which employee benefits and fixed insurance revenue and commissions is placed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-07
S63 Uniform Securities Agent State Law Examination 2010-03-19
  • S65 Uniform Investment Adviser Law Examination
    2016-12-07
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19

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