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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-17 |
| NV | RA | APPROVED | 2026-08-14 |
| MA | RA | APPROVED | 2026-08-12 |
| CA | RA | APPROVED | 2026-07-30 |
| RI | RA | APPROVED | 2026-06-10 |
Branch Locations
401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba New England Financial Advisors | Cranston | RI | 12/2025 | 06/2026 |
| Unemployed | Cumberland | RI | 06/2025 | 12/2025 |
| J.H. Lynch And Sons | Cumberland | RI | 05/2022 | 06/2025 |
| Bentley Univeristy | Waltham | MA | 09/2022 | 05/2025 |
| Bentley University | Waltham | MA | 09/2021 | 05/2025 |
| Mount Saint Charles Academy | Woonsocket | RI | 08/2015 | 06/2021 |
| Park Avenue Securities | Riverside | RI | 06/2026 | Present |
| Guardian Life Insurance Company | Riverside | RI | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 2025-11-12 |
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