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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-24
  • VA RA
    APPROVED
    Since 2026-03-24

Branch Locations

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Glen Allen VA 12/2025 Present
Mutual Of Omaha Insurance Company Glen Allen VA 11/2025 Present
Unemployed Richmond VA 04/2025 11/2025
James River Home Health And Hospice Richmond VA 11/2024 04/2025
Mckesson Richmond VA 01/2022 10/2024
Unemployed Richmond VA 10/2021 12/2021
Capital One Richmond VA 01/2021 10/2021
Guilford County Greensboro NC 10/2020 12/2020
Honda Aircraft Company Greensboro NC 04/2018 10/2020
Unemployed Atlanta GA 02/2018 04/2018
Ernst & Young Llp Atlanta GA 07/2017 02/2018
Pricewaterhouse Coopers Llp Mclean VA 01/2016 07/2017
  • 12/2025 → Present
    Mutual Of Omaha Investor Services
    Glen Allen, VA
  • 11/2025 → Present
    Mutual Of Omaha Insurance Company
    Glen Allen, VA
  • 04/2025 → 11/2025
    Unemployed
    Richmond, VA
  • 11/2024 → 04/2025
    James River Home Health And Hospice
    Richmond, VA
  • 01/2022 → 10/2024
    Mckesson
    Richmond, VA
  • 10/2021 → 12/2021
    Unemployed
    Richmond, VA
  • 01/2021 → 10/2021
    Capital One
    Richmond, VA
  • 10/2020 → 12/2020
    Guilford County
    Greensboro, NC
  • 04/2018 → 10/2020
    Honda Aircraft Company
    Greensboro, NC
  • 02/2018 → 04/2018
    Unemployed
    Atlanta, GA
  • 07/2017 → 02/2018
    Ernst & Young Llp
    Atlanta, GA
  • 01/2016 → 07/2017
    Pricewaterhouse Coopers Llp
    Mclean, VA
Other Businesses

Insurance Agent - Start Date: 11/2025 - Non-investment Related - Insurance lines of business: Life, Health, Annuities - Hours/per week during trading hours: 40 Member of Board of Directors, Richmond Country Club - Start date 01/2025 - Non-investment related - 4 hours per month Chapter Adviser, Phi Delta Theta fraternity, South Carolina Gamma chapter - start date 09/2015 - Non-investment related - 2 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-24
S63 Uniform Securities Agent State Law Examination 2026-03-04
  • S65 Uniform Investment Adviser Law Examination
    2026-03-24
  • S63 Uniform Securities Agent State Law Examination
    2026-03-04
Other Names
  • Alex Stefanic

View on SEC IAPD

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