Best Investors Account Sign in

Kayla Marie Weaver

Wells Fargo Clearing Services, LLC

Wolcott, CT

Purchase, NY

CRD 8195728

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-06
  • CT RA
    APPROVED
    Since 2026-02-06

Branch Locations

815 Wolcott Rd, Wolcott, CT 06716 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wolcott CT 11/2025 Present
Wells Fargo Bank, Na Wolcott CT 08/2021 Present
Stop & Shop Waterbury CT 07/2019 08/2021
Waterbury Public Schools Waterbury CT 08/2007 06/2021
  • 11/2025 → Present
    Wells Fargo Clearing Services, Llc
    Wolcott, CT
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Wolcott, CT
  • 07/2019 → 08/2021
    Stop & Shop
    Waterbury, CT
  • 08/2007 → 06/2021
    Waterbury Public Schools
    Waterbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-06
S63 Uniform Securities Agent State Law Examination 2026-01-14
  • S65 Uniform Investment Adviser Law Examination
    2026-02-06
  • S63 Uniform Securities Agent State Law Examination
    2026-01-14

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC

Nearby Investors

DAWN M ROSA
MARK EDWARD SHUMILLA
STEPHEN DOUGLAS HAYWOOD

Nearby Offices

LPL FINANCIAL LLC · WOLCOTT, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · WATERBURY, CT
ALLSTATE FINANCIAL ADVISORS, LLC · Waterbury, CT

More in Wolcott, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor