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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-02-06
  • CT RA
    APPROVED
    Since 2026-02-06

Branch Locations

815 Wolcott Rd, Wolcott, CT 06716 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wolcott CT 11/2025 Present
Wells Fargo Bank, Na Wolcott CT 08/2021 Present
Stop & Shop Waterbury CT 07/2019 08/2021
Waterbury Public Schools Waterbury CT 08/2007 06/2021
  • 11/2025 → Present
    Wolcott, CT
  • 08/2021 → Present
    Wells Fargo Bank, Na
    Wolcott, CT
  • 07/2019 → 08/2021
    Stop & Shop
    Waterbury, CT
  • 08/2007 → 06/2021
    Waterbury Public Schools
    Waterbury, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-06
S63 Uniform Securities Agent State Law Examination 2026-01-14
  • S65 Uniform Investment Adviser Law Examination
    2026-02-06
  • S63 Uniform Securities Agent State Law Examination
    2026-01-14

View on SEC IAPD

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