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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-20 |
| AL | RA | APPROVED | 2026-02-27 |
Branch Locations
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
2754 Carl T Jones Dr, Huntsville, AL 35802 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Madison | AL | 12/2023 | Present |
| Wells Fargo Clearing Services, Llc | Madison | AL | 11/2025 | Present |
| The Brick Deli | Decatur | AL | 01/2023 | 11/2023 |
| Unemployed | Decatur | AL | 10/2022 | 12/2022 |
| Fit And Fast Meals Llc | Huntsville | AL | 11/2017 | 09/2022 |
| Eddie's Old Town Social | Decatur | AL | 01/2017 | 11/2017 |
| Vittone's | Decatur | AL | 01/2015 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-03 |
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