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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-09 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
Mesa, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Globe Life Liberty National | Phoenix | AZ | 06/2024 | 08/2025 |
| Lpl Enterprise Llc | Pheonix | AZ | 12/2025 | Present |
| Amazon | Mesa | AZ | 07/2025 | 12/2025 |
| Iqvia | Shanghai | 11/2020 | 06/2024 | |
| Ipsos | Shanghai | 07/2008 | 11/2020 |
1) 11/25/2025 - TAO LIN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Start Date 11/24/2025 - Mesa, AZ - INV REL - 160 hrs/mth | 160 Hrs during trading. 2) 11/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Start Date 11/24/2025 - Mesa, AZ - INV REL - 160 hrs/mth | 160 Hrs during trading. 3) 01/27/2026-Fry's Food and Drug-Associate-Outside/W-2 Employment-Not inv related-At Mesa, AZ-Start date 01/14/2026-80hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-06 |
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