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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-03-27
  • WA RA
    APPROVED
    Since 2026-03-27

Branch Locations

925 Fourth Avenue 31St & 32Nd Floors, Seattle, WA 98104 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ag Consulting Partners Inc. Redmond WA 09/2023 12/2023
The Capeloto & Hedrick Co Seattle WA 12/2024 08/2025
Ngp Financial Planning Llc Seattle WA 03/2025 08/2025
University Of Washington School Of Medicine Seattle WA 06/2025 12/2025
Ubs Financial Services Inc. Seattle WA 01/2026 Present
Seattle University Seattle WA 09/2022 08/2025
Redmond High School Redmond WA 09/2018 06/2022
Redmond Middle School Redmond WA 09/2015 06/2018
  • 09/2023 → 12/2023
    Ag Consulting Partners Inc.
    Redmond, WA
  • 12/2024 → 08/2025
    The Capeloto & Hedrick Co
    Seattle, WA
  • 03/2025 → 08/2025
    Ngp Financial Planning Llc
    Seattle, WA
  • 06/2025 → 12/2025
    University Of Washington School Of Medicine
    Seattle, WA
  • 01/2026 → Present
    Seattle, WA
  • 09/2022 → 08/2025
    Seattle University
    Seattle, WA
  • 09/2018 → 06/2022
    Redmond High School
    Redmond, WA
  • 09/2015 → 06/2018
    Redmond Middle School
    Redmond, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
  • S66 Uniform Combined State Law Examination
    2026-03-27

View on SEC IAPD

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