Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-02-23
  • UT RA
    APPROVED
    Since 2026-02-23

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

279 N 2000 W, West Point, UT 84015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc West Point UT 11/2025 Present
Wells Fargo Bank, Na West Point UT 12/2022 Present
Famous Footwear Bountiful UT 06/2022 10/2023
Blaze Pizza Farmington UT 03/2022 06/2022
Papa Murphy's Pizza Eagle Mountain UT 09/2021 02/2022
N/A Kaysville UT 11/2015 09/2021
  • 11/2025 → Present
    West Point, UT
  • 12/2022 → Present
    Wells Fargo Bank, Na
    West Point, UT
  • 06/2022 → 10/2023
    Famous Footwear
    Bountiful, UT
  • 03/2022 → 06/2022
    Blaze Pizza
    Farmington, UT
  • 09/2021 → 02/2022
    Papa Murphy's Pizza
    Eagle Mountain, UT
  • 11/2015 → 09/2021
    N/A
    Kaysville, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-20
S63 Uniform Securities Agent State Law Examination 2026-01-28
  • S65 Uniform Investment Adviser Law Examination
    2026-02-20
  • S63 Uniform Securities Agent State Law Examination
    2026-01-28
Other Names
  • Denver Mendoza

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Salt Lake City, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor