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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-03-06 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1424 S 320Th St, Federal Way, WA 98003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Federal Way | WA | 11/2025 | Present |
| Wells Fargo Bank, Na | Sammamish | WA | 12/2018 | Present |
| U.S. Bank | Sammamish | WA | 06/2021 | 09/2021 |
| Wells Fargo Bank | Sammamish | WA | 12/2018 | 06/2021 |
| Home Needs Inc | Sammamish | WA | 12/2010 | Present |
Name of business- HOME NEEDS INC Business (Home needs Inc) is NOT investment-related address-516 228th Ave NE, Sammamish, WA, 98074 nature of business- retail grocery store selling variety of household products including Indian groceries. position- cashier (work on checkout counter) title- employee (cashier) start date- January 1st, 2010 approximate no of hours I devote to other business-24hours/month number of hours I devote to other business during securities trading hours-0 hours duties to other business- help customers check out groceries and assist them locating products in the store
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-09 |
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