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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-13
WI RA APPROVED 2016-04-28
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • WI RA
    APPROVED
    Since 2016-04-28

Branch Locations

5950 Seminole Center Ct Ste 155, Fitchburg, WI 53711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Fitchburg WI 06/2005 Present
Pfs Investments Inc Fitchburg WI 06/2005 Present
  • 06/2005 → Present
    Primerica Financial Services
    Fitchburg, WI
  • 06/2005 → Present
    Fitchburg, WI
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Mary Kaye Cosmetics - 08/2011 to Present - Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-08
S63 Uniform Securities Agent State Law Examination 2005-08-05
  • S65 Uniform Investment Adviser Law Examination
    2016-04-08
  • S63 Uniform Securities Agent State Law Examination
    2005-08-05

View on SEC IAPD

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