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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
WI RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Sunfish Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Consultants, Inc Madison WI 01/2009 Present
Securian Financial Services, Inc St Paul MN 01/2009 08/2023
Cri Securities, Llc St Paul MN 01/2009 10/2021
Minnesota Life Insurance Company St Paul MN 01/2009 08/2023
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Nenily Properties, Llc Madison WI 12/2025 Present
  • 01/2009 → Present
    North Star Consultants, Inc
    Madison, WI
  • 01/2009 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 01/2009 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 01/2009 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2025 → Present
    Nenily Properties, Llc
    Madison, WI
Previous Registrations
  • 2009-05-28 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    Lake Elmo, MN
  • 2009-05-28 → 2021-10-21
    Cri Securities, Llc
    Madison, WI
Other Businesses

1) AUTHOR POSITION: Independent Contractor NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: , Madison WI , United States DESCRIPTION: Independent Contractor 2) NAME OF OTHER BUSINESS: NENILY PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTIES AND OVERSEE RENTAL ACTIVITY; 3) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 4) NAME OF OTHER BUSINESS: THE SCOTT RICHARDS NORTH STAR FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 2701 UNIVERSITY AVE SE, MINNEAPOLIS, MN 55414; NATURE OF BUSINESS: BOARD; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH THE DIRECTION OF THE FOUNDATION'S MISSION; 5) NAME OF OTHER BUSINESS: YLINEN ENTERPRISES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: OVERSEE FLOW OF BUSINESS, MAKE STRATEGIC DECISIONS AROUND BUSINESS STRUCTURE; 6) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: GILMORE FAMILY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 523 S RAMMER AVE, ARLINGTON HEIGHTS, IL 60004; NATURE OF BUSINESS: BOARD; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST IN GUIDANCE ON OVERALL STRATEGY OF THE FOUNDATION TO RAISE MONEY AND AWARENESS FOR KIDS WITH RARE DISEASES; 8) NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR FRIEND; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SUCCESSOR TRUSTEE FOR FRIEND; START DATE: 5/2026; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE FOR FRIEND;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-20
  • S66 Uniform Combined State Law Examination
    2008-11-20

View on SEC IAPD

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