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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
| WI | RA | APPROVED | 2023-08-10 |
Branch Locations
2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States
Sunfish Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Star Consultants, Inc | Madison | WI | 01/2009 | Present |
| Securian Financial Services, Inc | St Paul | MN | 01/2009 | 08/2023 |
| Cri Securities, Llc | St Paul | MN | 01/2009 | 10/2021 |
| Minnesota Life Insurance Company | St Paul | MN | 01/2009 | 08/2023 |
| Cetera Wealth Services, Llc | Madison | WI | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Nenily Properties, Llc | Madison | WI | 12/2025 | Present |
1) AUTHOR POSITION: Independent Contractor NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: , Madison WI , United States DESCRIPTION: Independent Contractor 2) NAME OF OTHER BUSINESS: NENILY PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTIES AND OVERSEE RENTAL ACTIVITY; 3) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 4) NAME OF OTHER BUSINESS: THE SCOTT RICHARDS NORTH STAR FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 2701 UNIVERSITY AVE SE, MINNEAPOLIS, MN 55414; NATURE OF BUSINESS: BOARD; START DATE: 2/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH THE DIRECTION OF THE FOUNDATION'S MISSION; 5) NAME OF OTHER BUSINESS: YLINEN ENTERPRISES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: OVERSEE FLOW OF BUSINESS, MAKE STRATEGIC DECISIONS AROUND BUSINESS STRUCTURE; 6) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: GILMORE FAMILY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 523 S RAMMER AVE, ARLINGTON HEIGHTS, IL 60004; NATURE OF BUSINESS: BOARD; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST IN GUIDANCE ON OVERALL STRATEGY OF THE FOUNDATION TO RAISE MONEY AND AWARENESS FOR KIDS WITH RARE DISEASES; 8) NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR FRIEND; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SUCCESSOR TRUSTEE FOR FRIEND; START DATE: 5/2026; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE FOR FRIEND;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-20 |
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