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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Oregon, WI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 06/1997 08/2023
Securian Financial Services, Inc. St. Paul MN 07/1997 08/2023
C.R.I. Securities, Inc. St. Paul MN 07/1997 10/2021
North Star Consultants Madison WI 12/1997 Present
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Eb Capital Management, Madison WI 12/2024 Present
J Evenson Enterprises Llc Madison, WI 01/2025 Present
  • 06/1997 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 07/1997 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/1997 → 10/2021
    C.R.I. Securities, Inc.
    St. Paul, MN
  • 12/1997 → Present
    North Star Consultants
    Madison, WI
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2024 → Present
    Eb Capital Management,
    Madison, WI
  • 01/2025 → Present
    J Evenson Enterprises Llc
    Madison,, WI
Previous Registrations
  • 2002-10-01 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    Madison, WI
    St. Paul, MN
  • 2003-11-07 → 2021-10-19
    Cri Securities, Llc
    Madison, WI
    Madison, WI
  • 1998-05-26 → 2007-12-31
    Marathon Advisors, Inc
    Madison, WI
    Madison, WI
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: EB CAPITAL MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK:1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: J EVENSON ENTERPRISES LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-18
  • S63 Uniform Securities Agent State Law Examination
    1997-09-18
Designations

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