Inactive

Ethan Moriuchi Norris

Newport Beach, CA

Claim This Profile

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-12

CA RA
APPROVED

Since 2026-01-12

Branch Locations

660 Newport Center Dr Suite 220, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner	Overland Park	KS	01/2025	11/2025
Mariner	Overland Park	KS	11/2025	Present
Pitzer College	Claremont	CA	08/2020	12/2024
Branham High School	San Jose	CA	08/2016	05/2020

01/2025 → 11/2025

Mariner

Overland Park, KS
11/2025 → Present

Mariner

Overland Park, KS
08/2020 → 12/2024

Pitzer College

Claremont, CA
08/2016 → 05/2020

Branham High School

San Jose, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-01-12

S65 Uniform Investment Adviser Law Examination

2026-01-12

Other Names

Ethan Norris

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC

MIG CAPITAL, LLC

RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

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