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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-15
ME RA APPROVED 2026-03-05
  • TX RA
    APPROVED
    Since 2026-04-15
  • ME RA
    APPROVED
    Since 2026-03-05

Branch Locations

Two Portland Square, 7Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Portland ME 12/2025 Present
Stone Coast Fund Services Portland ME 06/2015 11/2025
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-04
  • S66 Uniform Combined State Law Examination
    2026-03-04

View on SEC IAPD

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