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Sean Hetherington

Charles Schwab & Co., Inc.

Encino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-05
  • CA RA
    APPROVED
    Since 2025-12-05

Branch Locations

16000 Ventura Boulevard Suite 102 & 1105, Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sean Hetherington Creative, Inc. Los Angeles CA 01/2023 11/2025
Mgm - Evolution Media Burbank CA 01/2022 01/2023
Glitter & Sparkles Media Los Angeles CA 10/2015 12/2021
Charles Schwab & Co., Inc Encino CA 10/2025 Present
Charles Schwab Bank Encino CA 10/2025 Present
  • 01/2023 → 11/2025
    Sean Hetherington Creative, Inc.
    Los Angeles, CA
  • 01/2022 → 01/2023
    Mgm - Evolution Media
    Burbank, CA
  • 10/2015 → 12/2021
    Glitter & Sparkles Media
    Los Angeles, CA
  • 10/2025 → Present
    Charles Schwab & Co., Inc
    Encino, CA
  • 10/2025 → Present
    Charles Schwab Bank
    Encino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-26
S63 Uniform Securities Agent State Law Examination 2025-08-27
  • S65 Uniform Investment Adviser Law Examination
    2025-09-26
  • S63 Uniform Securities Agent State Law Examination
    2025-08-27

View on SEC IAPD

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