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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-06-02
  • IN RA
    APPROVED
    Since 2026-06-02

Branch Locations

600 E 96Th St Ste 100, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Carmel IN 08/2015 05/2023
Needlers Freshmarket Carmel IN 06/2021 11/2021
Fishers Veterinary Hospital Fishers IN 03/2022 11/2022
Petco Carmel IN 04/2023 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2025 Present
Northwestern Mutual Investment Services Llc Indianapolis IN 01/2026 Present
  • 08/2015 → 05/2023
    Student
    Carmel, IN
  • 06/2021 → 11/2021
    Needlers Freshmarket
    Carmel, IN
  • 03/2022 → 11/2022
    Fishers Veterinary Hospital
    Fishers, IN
  • 04/2023 → Present
    Petco
    Carmel, IN
  • 12/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2026 → Present
    Indianapolis, IN
Other Businesses

1. Petco, Not Investment-related, 2160 E 116th St, 2160 E 116th St, Carmel , IN, USA, 46032, 4603, Aquatics specialist, Start Date: 04/01/2023, 8 hrs per week, 35 trading hrs per week, part time, Duties: I help manage an aquatics department where I am tasked with aquatics care stocking shelves and sales. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-30
  • S66 Uniform Combined State Law Examination
    2026-05-30
Other Names
  • Embry Clark Horal

View on SEC IAPD

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