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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-26 |
| VI | RA | APPROVED | 2020-01-09 |
| TX | RA | APPROVED | 2020-01-07 |
Branch Locations
80 Washington Street Building J, Norwell, MA 02061 • United States
Hingham, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Norwell | MA | 05/2019 | Present |
| Broadpoint Realty | Quincy | MA | 06/2016 | 04/2019 |
4 family rental property, not investment related, 1030 commercial st, Weymouth, Ma 02189, rental property, owner, 9/2012, property is managed by a property manager, no hours during security trading hours. I own the property and approve any large expenses for the property manager. (2) NAME OF ENTITY: 20 Attitash Loop ADDRESS: 20 Attitash Loop, Bartlett, NH 03812 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Vacation Rental Property CAPACITY: Sole Proprietor, Owner - Passive START DATE: 4/1/2022 DUTIES: Help paying bills for maintenance/cleaning and snowplowing/shoveling etc. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-02 |
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