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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-06-04
  • SD RA
    APPROVED
    Since 2026-06-04

Branch Locations

101 N. Main Avenue Suite 201 , Sioux Falls, SD 57104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors, Inc Sioux Falls SD 06/2026 Present
Raymond James Financial Services, Inc. Sioux Falls SD 10/2025 Present
Department Of Veteran Affairs Iowa City IA 03/2022 10/2025
Steindler Orthopedic Clinic Iowa City IA 06/2020 03/2022
University Of Iowa Hospitals And Clinics Iowa City IA 09/2016 06/2020
Loft Advisors Sioux Falls SD 11/2025 Present
First Dakota National Bank Sioux Falls SD 11/2025 Present
  • 06/2026 → Present
    Sioux Falls, SD
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Sioux Falls, SD
  • 03/2022 → 10/2025
    Department Of Veteran Affairs
    Iowa City, IA
  • 06/2020 → 03/2022
    Steindler Orthopedic Clinic
    Iowa City, IA
  • 09/2016 → 06/2020
    University Of Iowa Hospitals And Clinics
    Iowa City, IA
  • 11/2025 → Present
    Loft Advisors
    Sioux Falls, SD
  • 11/2025 → Present
    First Dakota National Bank
    Sioux Falls, SD
Other Businesses

(1)Name of Business: First Dakota National Bank Address: 101 N Main Ave Ste 201, Sioux Falls, SD, 57104-6411, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Associate (2)Name of Business: Loft Advisors Address: 101 N Main Ave Ste 201, Sioux Falls, SD, 57104-6411, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-01
  • S66 Uniform Combined State Law Examination
    2026-06-01
Other Names
  • Rebecca Ann Hogan

View on SEC IAPD

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