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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-07 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 10/2025 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 10/2025 | Present |
| Purdue University | West Lafayette | IN | 08/2021 | 05/2025 |
| Fenwick High School | Oak Park | IL | 08/2017 | 05/2021 |
| Sandberg Middle School | Elmhurst | IL | 08/2014 | 05/2017 |
| Medinah Country Club | Medinah | IL | 06/2022 | 08/2022 |
| Lakeshore Food Advisors | Chicago | IL | 05/2024 | 07/2024 |
| Purdue Strategic Ventures | West Lafayette | IN | 02/2023 | 01/2024 |
| Irish Angels | Chicago | IL | 05/2022 | 08/2022 |
| River Forest Country Club | Elmhurst | IL | 06/2021 | 08/2021 |
| River Forest Country Club | Elmhurst | IL | 06/2020 | 08/2020 |
| Oakbrook Bath & Tennis | Oak Brook | IL | 06/2019 | 08/2019 |
| Oakbrook Bath & Tennis | Oak Brook | IL | 06/2018 | 08/2018 |
| Unemployed | Elmhurst | IL | 05/2025 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-09 |
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