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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-19
  • TX RA
    APPROVED
    Since 2026-02-19

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 10/2025 Present
Home Upgrades & Repairs Garland TX 07/2017 10/2025
Y.O. Ranch Steakhouse Dallas TX 01/2017 03/2020
Hoffbrau Steaks Dallas TX 11/2015 12/2017
University Of Texas Arlington TX 08/2022 05/2024
  • 10/2025 → Present
    Fort Worth, TX
  • 07/2017 → 10/2025
    Home Upgrades & Repairs
    Garland, TX
  • 01/2017 → 03/2020
    Y.O. Ranch Steakhouse
    Dallas, TX
  • 11/2015 → 12/2017
    Hoffbrau Steaks
    Dallas, TX
  • 08/2022 → 05/2024
    University Of Texas
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-18
  • S66 Uniform Combined State Law Examination
    2026-02-18

View on SEC IAPD

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