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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
NJ RA APPROVED 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • NJ RA
    APPROVED
    Since 2026-01-02

Branch Locations

639 Rte 18, East Brunswick, NJ 08816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Brunswick NJ 10/2025 Present
Provident Bank Fanwood NJ 08/2019 07/2025
Unemployed Keansburg NJ 07/2025 10/2025
Amazon Cranbury NJ 08/2018 08/2019
Staples Iselin NJ 03/2013 08/2018
Fed Ex Keasbey NJ 06/2024 07/2024
Amazon Avenel NJ 11/2024 12/2024
Bank Of America, N.A. East Brunswick NJ 01/2026 Present
  • 10/2025 → Present
    East Brunswick, NJ
  • 08/2019 → 07/2025
    Provident Bank
    Fanwood, NJ
  • 07/2025 → 10/2025
    Unemployed
    Keansburg, NJ
  • 08/2018 → 08/2019
    Amazon
    Cranbury, NJ
  • 03/2013 → 08/2018
    Staples
    Iselin, NJ
  • 06/2024 → 07/2024
    Fed Ex
    Keasbey, NJ
  • 11/2024 → 12/2024
    Amazon
    Avenel, NJ
  • 01/2026 → Present
    Bank Of America, N.A.
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-31
  • S66 Uniform Combined State Law Examination
    2025-12-31
Other Names
  • Leo Dacosta

View on SEC IAPD

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