Scott L. Weaber

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 11/2020
  Wells Fargo Na
  Austin, TX
• 11/2020 → 08/2021
  Raymond James Financial Services, Inc.
  Austin, TX
• 11/2020 → 08/2021
  Steward Partners Investment Advisory, Llc
  Austin, TX
• 08/2022 → 12/2022
  Internal Revenue Service
  Austin, TX
• 12/2022 → Present
  J.P. Morgan Securities Llc
  Austin, TX
• 12/2022 → Present
  Jpmorgan Chase Bank (Tx)
  Austin, TX
• 09/2021 → 07/2022
  Unemployed
  Austin, TX
• 01/2011 → 11/2020
  Wells Fargo Clearing Services Llc
  Austin, TX
• 11/2020 → 08/2021
  Steward Partners Global Advisory
  Austin, TX

Previous Registrations

• 2020-11-20 → 2021-08-23
  Steward Partners Investment Advisory, Llc
  Austin, TX
  Stamford, CT
• 2011-01-03 → 2020-12-01
  Wells Fargo Clearing Services, Llc
  Vancouver, WA
  Portland, OR
  Gainesville, FL
  Birmingham, AL
  Gainesville, FL
  Portland, OR
  Gainesville, FL
  Austin, TX
  Austin, TX
  Orlando, FL
  Austin, TX
  Austin, TX
• 2010-09-20 → 2011-01-03
  Wells Fargo Investments, Llc
  Portland, OR

Exams

• S66 Uniform Combined State Law Examination
  2010-08-07

Other Names

• Scott Lockwood Weaber