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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-09

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

1000 E 11Th St, Austin, TX 78702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Austin TX 10/2025 Present
Wells Fargo Bank, Na Austin TX 11/2023 Present
Unemployed Huntington Beach CA 10/2021 11/2023
Orange County Registrar Of Voters Santa Ana CA 09/2021 10/2021
Unemployed Huntington Beach CA 11/2020 09/2021
Orange County Registrar Of Voters Santa Ana CA 10/2020 11/2020
The Coffee Bean & Tea Leaf Huntington Beach CA 04/2017 04/2020
Unemployed Huntington Beach CA 04/2020 10/2020
University Of California, Irvine Irvine CA 09/2014 09/2018
Keirstead For Congress Costa Mesa CA 03/2018 06/2018
  • 10/2025 → Present
    Austin, TX
  • 11/2023 → Present
    Wells Fargo Bank, Na
    Austin, TX
  • 10/2021 → 11/2023
    Unemployed
    Huntington Beach, CA
  • 09/2021 → 10/2021
    Orange County Registrar Of Voters
    Santa Ana, CA
  • 11/2020 → 09/2021
    Unemployed
    Huntington Beach, CA
  • 10/2020 → 11/2020
    Orange County Registrar Of Voters
    Santa Ana, CA
  • 04/2017 → 04/2020
    The Coffee Bean & Tea Leaf
    Huntington Beach, CA
  • 04/2020 → 10/2020
    Unemployed
    Huntington Beach, CA
  • 09/2014 → 09/2018
    University Of California, Irvine
    Irvine, CA
  • 03/2018 → 06/2018
    Keirstead For Congress
    Costa Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-09
S63 Uniform Securities Agent State Law Examination 2025-12-16
  • S65 Uniform Investment Adviser Law Examination
    2026-01-09
  • S63 Uniform Securities Agent State Law Examination
    2025-12-16

View on SEC IAPD

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