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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-01-12
  • IA RA
    APPROVED
    Since 2026-01-12

Branch Locations

13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States

4360 Sergeant Rd, Sioux City, IA 51106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Sioux City IA 10/2025 Present
Wells Fargo Bank, Na Sioux City IA 12/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-10
S63 Uniform Securities Agent State Law Examination 2025-12-16
  • S65 Uniform Investment Adviser Law Examination
    2026-01-10
  • S63 Uniform Securities Agent State Law Examination
    2025-12-16

View on SEC IAPD

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