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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-09 |
Branch Locations
2910 Sunset Ave, Rocky Mount, NC 27804 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rocky Mount | NC | 10/2025 | Present |
| Southern Bank | Sharpsburg | NC | 05/2019 | 02/2021 |
| Piggly Wiggly | Elm City | NC | 04/2016 | 05/2019 |
| Wells Fargo Bank, Na | Rocky Mount | NC | 02/2021 | Present |
| Wilson Early College Academy | Wilson | NC | 08/2015 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-14 |
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